Posts Tagged ‘Regulatory’
Weekly Economic and Financial Commentary
January 27th, 2010 | 
Author: Political upheaval in Washington with the election of Republican Scott Brown to the Senate turned conventional wisdom on healthcare reform and financial sector reform on its head this week. Regulatory risk has risen against the banking industry as the Obama Administration tries to score political points off of popular anger…
Posted in Forex Trading | 
Tags: administration, anger, banking, banking industry, conventional wisdom, election, financial sector reform, head, healthcare, healthcare reform, industry, Obama, political upheaval, reform, Regulatory, regulatory risk, Republican, risk, score, Scott Brown, sector, Senate, upheaval, Washington, week, wisdom | 
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Can SGX manage the conflict?
IT HAS been reassuring to learn how the Singapore Exchange’s (SGX) Regulatory Conflicts Committee (RCC) reviews perceived and actual conflicts that could arise from the exchange’s status as a self-regulated organisation and its dual role as a listed company and a market regulator.
Among various things, the committee looked into how SGX handled the recent lapses at S-chips here and scrutinised deal… more
Posted in Singapore Financial News |
Tags: chips, committee, company, Conflicts, deal, dual role, exchange, lapses, market, market regulator, organisation, RCC, regulator, Regulatory, regulatory conflicts, role, SGX, Singapore, singapore exchange, status |
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Citi faces FINRA fine over derivatives deals: source (Reuters)
Reuters – Citigroup Inc is expected to be fined $600,000 by the Financial Industry Regulatory Authority over derivatives transactions that helped foreign clients avoid taxes on dividends, a source familiar with the matter said on Sunday.
Posted in Uncategorized |
Tags: authority, citigroup, citigroup inc, Derivatives, Financial, financial industry regulatory authority, Inc, industry, matter, Regulatory, Reuters, source, Sunday, taxes on dividends |
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