Posts Tagged ‘regulator’
Can SGX manage the conflict?
IT HAS been reassuring to learn how the Singapore Exchange’s (SGX) Regulatory Conflicts Committee (RCC) reviews perceived and actual conflicts that could arise from the exchange’s status as a self-regulated organisation and its dual role as a listed company and a market regulator.
Among various things, the committee looked into how SGX handled the recent lapses at S-chips here and scrutinised deal… more
UK to tighten mortgage rules, ban "liar loans" (Reuters)
Reuters – Britain’s financial regulator plans to force mortgage lenders to check the income of all borrowers, scrapping so-called “liar loans” blamed for helping to fuel bad debt problems at the heart of the credit crunch.
Capital protected? Confusing term out
IF YOU have ever been sold a financial product labelled ‘capital protected’ or ‘principal protected’ and did not know what the terms really meant, there is good news.
Singapore’s financial regulator has decided to ban their use because too many investors do not understand them.
What is more easily understood is ‘capital guaranteed’ – meaning the investor’s principal sum is fully protected – and th… more
CFTC considers limits on energy positions (Reuters)
Reuters – The chief regulator of U.S. commodities markets, Gary Gensler, is serious about limiting speculation in energy futures trading and will move to provide details about managed funds’ contract positions in an attempt to make markets more transparent.
FDIC seen moving fast on private equity: sources (Reuters)
Reuters – A U.S. bank regulator is expected to move quickly in finalizing guidelines on private equity investments in failed banks, possibly easing one of its most controversial proposals, sources said on Monday.
Call to Curb Speculators in Energy
The top commodity market regulator said that the U.S. should consider limiting some energy futures trading.
Some Energy Trade Limits Weighed
The top commodity market regulator said that the U.S. should consider limiting some energy futures trading.





