Archive for the ‘Options Trading’ Category
For Psychic, Suit Came as Surprise
March 16th, 2010 | 
Author: The Securities and Exchange Commission accused Sean David Morton, who said he could foretell the stock market’s direction, of swindling $6 million.
It’s Time for Swaps to Lose Their Swagger
Three years into the financial crisis, why haven’t complex derivatives been reined in?
Ex-Chief of Kmart Ordered to Pay a $10 Million Fine
Charles Conaway must pay more than $10 million for misleading shareholders about the retailer’s prospects before its 2002 bankruptcy.
Posted in Options Trading | 
Tags: 10 million, bankruptcy, Charles Conaway, prospects, retailer, shareholders | 
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Bloomberg Shifts $5 Billion Out of Friend’s Firm
The mayor is moving his fortune from Quadrangle Group 10 months after a scandal with the state pension fund.
Posted in Options Trading |
Tags: 10 months, fortune, Fund, group, mayor, pension, Quadrangle, scandal, state, state pension fund |
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A Missouri Options Backdating Case Is Dismissed
A federal judge on Friday dismissed options-backdating charges against the son of the former chief executive of Engineered Support Systems, a military contractor.
Posted in Options Trading |
Tags: chief executive, Contractor, Engineered, engineered support systems, executive, federal judge, Friday, judge, military contractor, son, support |
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Insider’s Admission Deepens Galleon Case
Rajiv Goel said that in 2007 he provided the hedge fund founder Raj Rajaratnam with confidential tips about Intel and Sprint Nextel.
Posted in Options Trading |
Tags: confidential tips, founder, Fund, goel, hedge fund, Intel, Nextel, Raj, Rajaratnam, rajiv, Rajiv Goel, sprint, sprint nextel |
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S.E.C. Enforcers Focus on Avoiding Madoff Repeat
Robert S. Khuzami, the head of enforcement, must restore confidence that the S.E.C. can police Wall Street.
Posted in Options Trading |
Tags: confidence, enforcement, head, Robert S. Khuzami, S.E.C, Wall Street |
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Judge Questions Bank of America’s New Deal With S.E.C.
The court might reject a new $150 million settlement over the takeover of Merrill Lynch, which could send the case to trial.
Posted in Options Trading |
Tags: case, court, Lynch, Merrill, merrill lynch, settlement, takeover, trial |
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